Abstract
This article investigates the complex relationship between federalism and electoral authoritarianism by making an empirical inquiry into the structure of incentives that shaped the reform of Russia’s regional election laws in 2004–2009. The idea behind the reform was to make the incumbent governors more manageable and more dependent on the federal authorities. However, the process of its practical implementation largely coincided with Russia’s transition to electoral authoritarianism, as a result of which this original intention was reversed by endowing regional authorities with an unrestricted effective power to determine the course of the reform. The main hypothesis of this study is that bounded only by the reform framework, the governors exerted their influence to maximize one of their main assets, the loyalty of the regional assembles. In order to substantiate this hypothesis empirically, a model formalizing the governors’ optimization problem is constructed, its possible implications are discussed and their statistical support is examined. The results obtained support the theory according to which electoral authoritarianism, rather than simply suppressing the autonomy of most powerful subnational actors, incorporates them by expanding their effective control over the regional political arenas. The previously existing federal arrangements are instrumental in pursuing this goal.
Similar content being viewed by others
References
Aldrich, J.H. and Cnudde, C.F. (1975) Probing the bounds of conventional wisdom: A comparison of regression, probit, and discriminant analysis. American Journal of Political Science 19 (3): 571–608.
Allen, P.M. (1998) Evolving complexity in social science. In: G. Altmann and W.A. Koch (eds.) Systems: New Paradigms for Human Sciences. Berlin, Germany: de Gruyter, pp. 3–38.
Bahry, D. (2005) The new federalism and the paradoxes of regional sovereignty in Russia. Comparative Politics 37 (2): 127–146.
Behrend, J. (2011) The unevenness of democracy at the subnational level: Provincial closed games in Argentina. Latin American Research Review 46 (1): 150–174.
Boix, C. and Svolik, M.W. (2003) The foundations of limited authoritarian government: Institutions, commitment, and power-sharing in dictatorships. Journal of Politics 75 (2): 300–316.
Bunce, V. (1999) Subversive Institutions: The Design and Destruction of Socialism and the State. New York: Cambridge University Press.
Busygina, I., Filippov, M. and Shvetsova, O. (2011) Risks and constraints of political modernisation in Russia: The federal problem. Perspectives on European Politics and Society 12 (1): 1–12.
Friedman, Milton (1953) Essays in Positive Economics. Chicago, IL: University of Chicago Press.
Gandhi, J. and Przeworski, A. (2006) Cooperation, cooptation, and rebellion under dictatorships. Economics and Politics 18 (1): 1–26.
Gandhi, J. and Przeworski, A. (2007) Authoritarian institutions and the survival of autocrats. Comparative Political Studies 40 (11): 1279–1301.
Geddes, B. (2003) Paradigms and Sand Castles: Research Design in Comparative Politics. Ann Arbor, MI: University of Michigan Press.
Gel’man, V. (2003) In search of local autonomy: The politics of big cities in Russia’s transition. International Journal of Urban and Regional Research 27 (1): 48–61.
Gel’man, V. (2009) Leviathan’s return: The policy of recentralization in contemporary Russia. In: C. Ross and A. Campbell (eds.) Federalism and Local Politics in Russia. Abingdon, UK: Routledge, pp. 1–24.
Gel’man, V. and Golosov, G.V. (1998) Regional party system formation in Russia: The deviant case of Sverdlovsk oblast. Journal of Communist Studies and Transition Politics 14 (1/2): 31–53.
Gel’man, V. and Lankina, T. (2008) Authoritarian versus democratic diffusions: Explaining institutional choices in Russia’s local government. Post-Soviet Affairs 24 (1): 40–62.
Gel’man, V. and Ryzhenkov, S. (2011) Local regimes, sub-national governance and the ‘power vertical’ in contemporary Russia. Europe-Asia Studies 63 (3): 449–465.
Gibson, E.L. (2005) Boundary control: Subnational authoritarianism in democratic countries. World Politics 58 (1): 101–132.
Gill, G. (2012) The decline of a dominant party and the destabilization of electoral authoritarianism? Post-Soviet Affairs 28 (4): 449–471.
Golosov, G.V. (1999) From Adygeya to Yaroslavl: Factors of party development in the regions of Russia, 1995–1998. Europe-Asia Studies 51 (8): 1133–1165.
Golosov, G.V. (2003) Electoral systems and party formation in Russia: A cross-regional analysis. Comparative Political Studies 36 (8): 912–935.
Golosov, G.V. (2004) Political Parties in the Regions of Russia: Democracy Unclaimed. Boulder, CO: Lynne Rienner.
Golosov, G.V. (2006) The structure of party alternatives and voter choice in Russia: Evidence from the 2003–2004 regional legislative elections. Party Politics 12 (6): 707–725.
Golosov, G.V. (2011a) Russia’s regional legislative elections, 2003–2007: Authoritarianism incorporated. Europe-Asia Studies 63 (3): 397–414.
Golosov, G.V. (2011b) The regional roots of electoral authoritarianism in Russia. Europe-Asia Studies 63 (4): 623–639.
Golosov, G.V. (2013) Proportional representation and authoritarianism: Evidence from Russia’s regional election law reform. Representation 49 (1): 83–95.
Golosov, G.V. (2014a) Co-optation in the process of dominant party system building: The case of Russia. East European Politics 30 (2): 271–285.
Golosov, G.V. (2014b) The territorial genealogies of Russia’s political parties and the transferability of political machines. Post-Soviet Affairs 30 (6): 464–480.
Goode, J.P. (2007) The puzzle of Putin’s gubernatorial appointments. Europe-Asia Studies 59 (3): 365–399.
Hale, H.E. (2003) Explaining machine politics in Russia’s regions: Economy, ethnicity, and legacy. Post-Soviet Affairs 19 (3): 228–263.
Hale, H.E. (2004) The origins of United Russia and the Putin presidency: The role of contingency in party-system development. Demokratizatsiya: The Journal of Post-Soviet Democratization 12 (2): 169–194.
Hale, H.E. (2006) Why Not Parties in Russia? Democracy, Federalism, and the State. Cambridge, UK: Cambridge University Press.
Hyde, M. (2001) Putin’s federal reforms and their implications for presidential power in Russia. Europe-Asia Studies 53 (5): 719–743.
Kahn, J. (2002) Federalism, Democratization, and the Rule of Law in Russia. New York: Oxford University Press.
Kurilla, I. (2002) Civil activism without NGOs: The communist party as a civil society substitute. Demokratizatsiya: The Journal of Post-Soviet Democratization 10 (3): 392–400.
Kynev, A. (2006) Politicheskie partii v rossiiskikh regionakh: vzglyad cherez prizmu regional’noi izbiratel’noi reformy. [Political parties in Russian regions: A view through the prism of regional electoral reform] Polis: Politicheskie Issledovaniya 6: 145–160.
Kynev, A. (2010) Party politics in the Russian regions: Competition of interest groups under the guise of parties. In: V. Gel’man and C. Ross (eds.) The Politics of Sub-National Authoritarianism in Russia. Farnham, UK: Ashgate, pp. 135–150.
Laakso, M. and Taagepera, R. (1979) ‘Effective’ number of parties: A measure with application to West Europe. Comparative Political Studies 12 (1): 3–27.
Lallemand, J.-C. (1999) Politics for the few: Elites in Bryansk and Smolensk. Post-Soviet Affairs 15 (4): 312–335.
Levitsky, S. and Way, L.A. (2010) Competitive Authoritarianism: Hybrid Regimes after Cold War. Cambridge, UK: Cambridge University Press.
Libman, A. and Obydenkova, A. (2014a) International trade as a limiting factor in democratization: An analysis of subnational regions in post-communist Russia. Studies in Comparative International Development 49 (2): 168–196.
Libman, A. and Obydenkova, A. (2014b) CPSU legacies and regional democracy in contemporary Russia. Political Studies, article first published online as doi:10.1111/1467-9248.12133.
Magaloni, B. and Kricheli, R. (2010) Political order and one-party rule. Annual Review of Political Science 13: 123–143.
Marchi, S.de (2005) Computational and Mathematical Modeling in the Social Sciences. Cambridge, UK: Cambridge University Press.
Matsuzato, K. (2000) Progressive north, conservative south? Reading the regional elite as a key to Russian electoral puzzles. In: K. Matsuzato (ed.) Regions: a Prism to View the Slavic-Eurasian World. Sapporo, Japan: Slavic Research Center, pp. 143–176.
McFaul, M. and Stoner-Weiss, K. (2008) The myth of the authoritarian model: How Putin’s crackdown holds Russia back. Foreign Affairs 87 (1): 68–80, 82-84.
Melvin, N.J. (1998) The consolidation of a new regional elite: The case of Omsk 1987–1995. Europe-Asia Studies 50 (4): 619–650.
Moraski, B.J. (2006) Mandating party development in the Russian Federation: Effects of the 2001 party law. Journal of Elections, Public Opinion and Parties 16 (3): 199–219.
Moraski, B.J. and Reisinger, W.M. (2007) Eroding democracy: Federal intervention in Russia’s gubernatorial elections. Democratization 14 (4): 603–621.
Moses, J.C. (2003) Voting, regional legislatures and electoral reform in Russia. Europe-Asia Studies 55 (7): 1049–1075.
Obydenkova, A. and Libman, A. (2012) The impact of external factors on regime transition: Lessons from the Russian regions. Post-Soviet Affairs 28 (3): 346–401.
Obydenkova, A. and Libman, A. (2013) National autocratization and the survival of sub-national democracy: Evidence from Russia’s parliamentary elections of 2011. Acta Politica 48 (4): 459–489.
Obydenkova, A. and Swenden, W. (2013) Autocracy-sustaining versus democratic federalism: Explaining the divergent trajectories of territorial politics in Russia and Western Europe. Territory, Politics, Governance 1 (1): 86–112.
Panov, P. and Ross, C. (2013) Sub-national elections in Russia: Variations in United Russia’s domination of regional assemblies. Europe-Asia Studies 65 (4): 737–752.
Pepinsky, T. (2007) Autocracy, elections, and fiscal policy: Evidence from Malaysia. Studies in Comparative International Development 42 (1): 136–163.
Pepinsky, T. (2014) The institutional turn in comparative authoritarianism. British Journal of Political Science 44 (3): 631–653.
Reuter, O.J. (2010) The politics of dominant party formation: United Russia and Russia’s governors. Europe-Asia Studies 62 (2): 293–327.
Reuter, O.J. (2013) Regional patrons and hegemonic party electoral performance in Russia. Post-Soviet Affairs 29 (2): 101–135.
Reuter, O.J. and Remington, T.F. (2009) Dominant party regimes and the commitment problem: The case of United Russia. Comparative Political Studies 42 (4): 501–526.
Ross, C. (2003a) Federalism and Democratization in Post-Communist Russia. Manchester, UK: Manchester University Press.
Ross, C. (2003b) Putin’s federal reforms and the consolidation of federalism in Russia: One step forward, two steps back!. Communist and Post-Communist Studies 36 (1): 29–47.
Schedler, A. (ed.) (2006) Electoral Authoritarianism: The Dynamics of Unfree Competition. Boulder, CO: Lynne Rienner.
Sharafutdinova, G. (2010) Subnational governance in Russia: How Putin changed the contract with his agents and the problems it created for Medvedev. Publius 40 (4): 672–696.
Shleifer, A. and Treisman, D. (2001) Without a Map: Political Tactics and Economic Reform in Russia. Cambridge, MA: MIT Press.
Slider, D. (1997) Russia’s market-distorting federalism. Post-Soviet Geography and Economics 38 (8): 445–460.
Slider, D. (2010) How united is United Russia? Regional sources of intra-party conflict. Journal of Communist Studies and Transition Politics 26 (2): 257–275.
Stoner-Weiss, K. (2004) Whither the central state? The regional sources of Russia’s stalled reforms. In: M. McFaul and K. Stoner-Weiss (eds.) After the Collapse: The Comparative Lessons of Post-Communist Transitions. New York: Cambridge University Press, pp. 130–172.
Stoner-Weiss, K. (2006) Resisting the State: Reform and Retrenchment in Post-Soviet Russia. Cambridge, UK: Cambridge University Press.
Turovskii, R.F. (2010) How Russian governors are appointed: Inertia and radicalism in central policy. Russian Politics and Law 48 (1): 58–79.
Author information
Authors and Affiliations
Corresponding author
Rights and permissions
About this article
Cite this article
Demchenko, O., Golosov, G. Federalism, gubernatorial power and the incorporation of subnational authoritarianism in Russia: A theory-testing empirical inquiry. Acta Polit 51, 61–79 (2016). https://doi.org/10.1057/ap.2014.37
Published:
Issue Date:
DOI: https://doi.org/10.1057/ap.2014.37