Symposium

European Political Science (2008) 7, 21–31; doi:10.1057/palgrave.eps.2210152

The 'Non-Americanisation' of European Law

Robert A Kagana

aCenter for the Study of Law and Society, University of California, Berkeley, CA 94720-2150, USA. E-mail: rak@berkeley.edu

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Abstract

Legal changes stimulated by economic liberalisation and European Union governance have led some observers to speak of the 'Americanisation' of European law. Focussing on the dynamics of legal change and resistance in European member states, this article questions the extent of trans-Atlantic legal convergence, noting six important differences between European and American law that are unlikely to disappear.

Keywords:

legal change, comparative law, adversarial legalism, legal convergence

In an increasingly integrated, competitive international economy, all rich democracies are confronted with similar social, economic, political, and environmental problems.1 The European Union (EU) and international treaties demand cross-national harmonisation of domestic laws on important aspects of pollution control, bank safety, human rights, public health, and much more (Simmons, 2004). Some scholars have suggested these pressures, abetted by aggressive American businesses and law firms (Garth and Dezelay, 1995), are resulting in the 'Americanisation' of law in Western Europe, exemplified by (a) emulation of neo-liberal American policies and laws and (b) adoption of America's adversarial, litigation-encouraging modes of governance (Kelemen, 2006; Kelemen and Sibbitt, 2004).

This article addresses that thesis. It analyses the factors that push in that direction, acknowledging that they have had significant impact. But it questions the extent and likelihood of convergence with the American 'way of law', particularly at the level of European nation states, whose domestic legal systems and institutions still bulk large in the lives of individuals, business firms, and other organisations.

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DISTINCTIVE FEATURES OF AMERICAN LAW

The legal systems of the United States and Western European nations are more similar than they are different. By and large, the same fundamental individual and political liberties, concepts of equal treatment, and judgements about socially reprehensible behaviour are enshrined in the laws of both continents. What, then, might one mean by the 'Americanisation' of European law? I will define it as the adoption by Western European countries of laws, legal practices, and legal frameworks that had been adopted in the United States significantly earlier and that represent significant departures from long-standing European legal traditions. Which laws and practices might be considered 'distinctively American'?

To begin, consider two clusters of substantive laws. First, compared to the United States Western European governments in the last forty years have provided a more generous array of legally guaranteed rights to social welfare benefits, healthcare, and employee protections and benefits (such as minimum wage levels, restrictions on dismissal, severance pay, unemployment benefits, vacation pay) (Wilensky, 2002; Kagan, 2001). Concomitantly, personal income tax rates in the US generally have been lower than in Western European countries (Steinmo, 1993), as have sales taxes (most notably, the EU value-added tax, taxes on gasoline, and cigarette taxes). The United States has relied much more on local property taxes for municipal services and public education (which creates growth incentives that lead to much weaker regulation of 'urban sprawl').

Second, American law imposes more severe legal sanctions. Civil and criminal penalties for violations of regulatory laws are more punitive in the United States (Kagan, 2001: chapter 9), as are civil damage awards in personal injury cases, due to significant differences in tort law and in government-guaranteed rights to medical care (Schwartz, 1991; Kagan, 2001: chapter 7). The US has also been distinctive in enabling entrepreneurial

'The legal systems of the United States and Western European nations are more similar than they are different'.

lawyers to aggregate many individual tort claims into a single class action, not infrequently demanding millions of dollars in damages. Thus there has been no counterpart in Europe to the American 'tort industry' or to the gigantic asbestos class actions that have driven tens of corporations into bankruptcy. Finally, criminal penalties in the United States are much harsher, not only with respect to the use of capital punishment (Zimring and Hawkins, 1997: 33–9) but also for the whole range of felonies, the sale of psychoactive drugs (Whitman, 2003), and punishment of infractions such as disorderly conduct, prostitution, and public drunkenness (Kagan, 2001: chapter 4).

Another salient legal contrast is procedural. The United States has developed a distinctive 'legal style' – a way of implementing public policies, crafting and enforcing laws and regulations, conducting litigation, adjudicating disputes, and empowering courts. American laws generally are more detailed, complicated, and prescriptive. American methods of litigating and adjudicating legal disputes are much more adversarial and costly. Legalistic (as opposed to cooperative) enforcement and judicial review of administrative decisions is much more prevalent in American regulatory programmes. American judges generally have been bolder in scrutinising and ordering changes to governmental plans, institutional practices, and decisions. Interest groups in the United States, consequently, more often use courts as an alternative political forum for seeking policy goals. American civic, economic, and political life is more deeply pervaded by legal conflict and by political controversy about regulations, judicial decisions, judicial selection, and legal processes. Most of these generalisations reflect the recurrent findings of socio-legal studies that compare a particular legal, governmental, or regulatory process in the United States with parallel processes in other economically advanced democracies (Bogart, 2002: 14; Kagan, 2001: chapter 1).

These distinctive qualities of governance and legal process reflect what I call 'adversarial legalism' – a mode of policy implementation and dispute resolution that encourages lawyer-dominated litigation (ibid.). Organisationally, adversarial legalism is associated with decision-making institutions in which authority is fragmented and in which hierarchical control is relatively weak. Adversarial legalism reflects deliberate government encouragement of litigation and judicial action to help implement public policy, from the promotion of equal employment opportunity and environmental protection to the control of malpractice by physicians, police, business firms, schools, electoral commissions, and other government agencies. At the level of dispute processing, the assertion of claims, the search for controlling legal arguments, and the gathering and submission of evidence is dominated not by judges or governmental officials but by disputing parties, acting primarily through lawyers. This adversarial approach is institutionalised through a diverse, politically selected judiciary, armed with significant law-making and remedial powers; a highly entrepreneurial legal profession (including public interest law firms), empowered by wide-ranging rights to pre-trial discovery; and a mode of legal education that stresses legal advocacy, creativity, and an instrumental view of law (Kagan, 2001: 55–7).

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CONCLUSION

In the legal systems of Western European countries, litigation and judicial decisions have become more prominent features of governance, regulation, policy development, and dispute resolution. Global economic competition, migration, fiscal pressures, and the challenges of coordinating law and policy throughout the EU have encouraged those trends and probably will continue to do so. Law and legal practice in Europe may well come closer to resembling American styles of contracting, corporate financial regulation, and controls on private pension funds – partly because they are well adapted to a highly competitive, privatised economy. Yet due to national traditions of 'bureaucratic legalism' and parliamentary government, increases in law, litigation, and judicialisation in Western Europe do not imply comparable increases in American-style adversarial legalism. In substantive law, any drift towards American-style neo-liberal labour, social welfare law, and tax law traditions is likely to be limited by the broad political interests entrenched by years of solid welfare state and worker-protective policies. Hence, the six distinctive features of American law summarised above, and many others, are likely to remain unattractive to legal policymakers in European countries.

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Notes

1 This article is a condensed version of a paper prepared for the First European Socio-Legal Conference, Onati, Spain, 6–8 July 2005, to be published by the Onati Institute for Socio-legal Studies.

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About the Author

Robert A. Kagan is Professor of Political Science and Law, University of California, Berkeley. His publications include Regulatory Encounters: Multinational Corporations and American Adversarial Legalism; Adversarial Legalism: The American Way of Law; Shades of Green (with N. Gunningham and D. Thornton); and Dynamics of Regulatory Change (with D. Vogel).