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The Selection of Scientific Talent in the Allocation of Research Grants

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Abstract

Career grants are an important instrument for selecting and stimulating the next generation of leading researchers. Earlier research has mainly focused on the relation between past performance and success. In this study we investigate how the selection process takes place. More specifically, we investigate which quality dimensions (of the proposal, of the researcher and societal relevance) dominate. We also study which phases in the process (peer review, committee review, interview) are dominant in the evaluation process. Finally, we investigate whether differences between disciplines are visible. The analysis of our data set, consisting of the reviews of 898 grant applications, shows that talent has different dimensions and therefore is not obvious. The evaluation of talent was found to be contextual, although there were only small differences between disciplines. Unlike the interviews with the applicants, the external peer reviews hardly influence the decision-making on grant allocation. The notion of talent was found to be the least evident in the social sciences and humanities.

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Notes

  1. For a more elaborate literature review on the process of grant reviewing and group decision-making: van Arensbergen et al. (2012), Olbrecht and Bornmann (2010). For an elaborate review on peer review including the reviewing of scientific articles, see Bornmann (2011).

  2. More precisely this is the quality, innovative nature and academic impact of the proposed research.

  3. This is the intended societal, technological, economic, cultural or policy-related use of the knowledge to be developed over a period of 5–10 years.

  4. From 2011 the Research Impact score will no longer be left out if it is detrimental to the total committee score, but will always be included in the calculation of the total committee score.

  5. These are the following divisions: (1) Earth and life sciences; (2) chemistry; (3) mathematics, computer science and astronomy; (4) physics; (5) technical sciences; (6) medical sciences; (7) social sciences; (8) humanities. About 7% of the applications are cross-divisional.

  6. We aggregated the scientific dimensions to domain level as follows: SSH=social sciences and humanities; STE=chemistry, mathematics, computer sciences and astronomy, physics, and technical sciences; LMS=earth and life sciences, and medical sciences.

  7. Note that the applications are sent to different external reviewers, so generally reviewers are involved in the evaluation of a single application.

  8. Since the data set is characterized by a large number of tied ranks, we use Kendall's tau instead of Spearman's rho.

  9. Please note that also here lower scores correspond with higher numbers.

  10. As the following results show, the stepwise method eliminates two variables since they do not contribute significantly to the model.

  11. This is in line with the findings by Hodgson (1995), and contrasts with the findings of Bornmann et al. (2008).

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The study was conducted in collaboration with the Netherlands Organisation for Scientific Research NWO. Cas Maessen, Mariken Elsen and two anonymous reviewers provided useful suggestions for improvement.

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van Arensbergen, P., van den Besselaar, P. The Selection of Scientific Talent in the Allocation of Research Grants. High Educ Policy 25, 381–405 (2012). https://doi.org/10.1057/hep.2012.15

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